09/08/2007
SFBC Circular 05/3 "Audit firms" / Adaptation to Collective Investment Schemes Act
The SFBC Circular 05/3 "Audit firms" has been adapted to the new legislation on collective investment schemes with effect on September 1, 2007. Particularly, the Circular regulates the conditions for eased recognition as lead auditors for asset managers of collective investment schemes and representatives of foreign collective investment schemes.
Know more (text in French or German)
09:06 Posted in Switzerland | Permalink | Comments (0)
Industry Guidance key role in Principles-Based Regulation
The Financial Services Authority's (FSA) new framework for recognising Industry Guidance comes into effect last Tuesday - an important step in the move towards Principles-Based Regulation.
Know more
09:03 Posted in UK | Permalink | Comments (0)