Ethics and governance in the European Financial centers

Management

• Advising/coaching management on strategy

• Implementing organisational compliance with management directives

• Crisis communication

Legal from management point of view complementary to lawyers

• Studying files from a legal and regulatory point of view (labour law, civil law, criminal law)

• Identifying and solving compliance risks (laws, rules and standards)

• Preventing litigation

• Managing pre-litigation work

• Regulation monitoring

• Assisting and advising on anti-money laundering and KYC matters

Audit

• Mapping risks.

• Participating in audit procedures

• Suggesting corrective or preventive actions

Quality

• Implementing a quality management system that complies to the ISO 9001 standard or equivalent

• Providing assistance to every function and coordinating organisational projects and the writing of processes and procedures

• Maintaining a library of processes and procedures

• Creating monitoring tools

• Measuring client satisfaction

• Measuring staff satisfaction

Publications

• Articles in the specialised press (Banque & Finance, CFO-News, Agefi Luxembourg, Land...);

• Books based on public and official sources: Vus... Pas pris ! Paris, Le Publieur, 2006 ; Financial Markets and the Banking Sector: Roles and Responsibilities in a Global World. London, Pickering & Chatto, 2009 (co-author)

• Expert adviser on fraud and tax havens: in the media : (Financial Times, Libération, Les Echos, Land, LCP) and a University and Business School  (Strasbourg, Tours, Valenciennes)