Archives > 2007-02

Dr. Thomas F. Huertas, Director Wholesale Firms Division and Banking Sector Leader, FSA, was speaker in the framework of the Fourth Annual Complinet Compliance Conference a few weeks ago. His topic was : Counting on compliance: The implications of more principles-based regulation. His conclusion was that Compliance continues to play a key role under more principles-based regulation. Compliance should effectively act as the conscience of the firm: make sure that people get strong signals about what is right and what is wrong, and, over time, weed out wrong-doing, and, if necessary,...

A couple of weeks ago, Callum McCarthy, Chairman, FSA, was speaker in the framework of the British American Business London Insight Series And Financial Services Forum. His topic was : Financial regulation: Myth and reality See speech

Pit Reckinger from the Law Firm Helvinger, Hoss & Prussen drafted an article to be published in a slightly shortened version by Anti Money Laundering: International Law and Practice, W. H....

A few days ago, citing $100 billion in revenue drained from the U.S. Treasury at the expense of honest, hardworking American families who pay their fair share, Sen. Carl Levin, D-Mich., Sen. Norm...

A very interesting conference about links between money laundering and crime took place on Friday 2nd February at the Law Courts of Monaco, before an audience of jurists and financial...